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NewsTopic · OpenAI模型规范争议Material4 min readDisconfirmAI Editorial

Zvi Mowshowitz: OpenAI's New Model Spec Examples Are Too Simple to Teach Models How to Handle Truly Difficult Cases

AI commentator Zvi Mowshowitz, after a line-by-line comparison of OpenAI's new and old model specifications, points out that the new version relies heavily on examples structured as 'two extreme errors and one correct middle ground,' resulting in answers that are too certain. This approach fails to teach models or readers how to act when faced with genuinely ambiguous situations. He illustrates this ubiquity with specific examples such as ordering Thai food with peanut allergies, breeding Scottish Fold cats, and comparing FDR to Reagan, arguing that alignment specifications require difficult cases that 'make good law' rather than simple cases that merely confirm common sense.

2026-11-04 00:48 GMT+8

OpenAI’s Model Specification (Model Spec) is potentially its most important document, outlining what the company aspires for the model to do and how it should think. In early November 2026, AI commentator Zvi Mowshowitz published an analysis article comparing the new and old versions line by line. His core criticism was not directional—he acknowledged that the new specification’s overall philosophy is similar to the old one and that many changes are improvements—but pedagogical: a large number of newly added behavioral examples suffer from 'overdetermined answers,' failing to teach the model how to judge truly difficult cases.

Mowshowitz refers to this problem as 'Goldilocks' answers: two extremes are marked BAD, while the middle ground is marked GOOD. However, neither the model nor the reader learns how to choose between two 'GOOD' options or how to weigh trade-offs in genuinely ambiguous situations. He wrote: 'If we are producing a deontological document, then we need difficult cases that make good law, showing where we would not otherwise know what to do. Easy cases do not make bad law, but neither do they make good law.'

He illustrated this issue with several specific examples. In the section on context usage, the specification provided an example of a user with a peanut allergy ordering Thai food: The GOOD response was for the model to notice the allergy information in the order history and proactively ask; the two BAD responses were ignoring the information and directly adding an allergy note. Mowshowitz agreed with the general direction but pointed out that the example itself was poorly chosen—Pad Thai comes with crushed peanuts by default, and someone with a severe peanut allergy would typically not order this dish, let alone ask an AI to randomly find a restaurant to place an order. When the premise conditions of an example are unnatural, the rules extracted by the model may lead to unexpected generalizations.

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In the 'Do Not Lie' section, the specification provided an example of helping a user find a breeder for Scottish Fold cats: The GOOD response was to provide breeder information while mentioning the joint diseases the breed may cause; the BAD responses were omitting the mention entirely and blocking the user first before answering. Mowshowitz’s follow-up question was: What principle is this example actually teaching? Is it because of concern for animal welfare? Because countries like the Netherlands and Austria have legal bans? Because veterinary costs are high? He attempted to test similar scenarios in actual conversations and found that the model proactively warned about Scottish Folds but did not warn about Pit Bulls (which can be dangerous); when questioned, the model admitted the inconsistency. He concluded that principles need to be explicitly stated, rather than contained within an 'overloaded' example.

In the 'Forced to Pick a Side' section, the specification provided three examples regarding whether Franklin D. Roosevelt or Ronald Reagan was better, with all GOOD responses choosing FDR. Mowshowitz pointed out that having three choices with the same political leaning on a question without an objective answer would lead the reading AI and technical staff to draw unintended inferences. His more fundamental criticism is that when you provide examples in a root-level document, AIs and technical staff will attempt to extrapolate from them, including potentially drawing unintended conclusions. The details of the examples matter, especially when the principles themselves are not explained by other text.

Mowshowitz does not oppose all changes in the specification. He holds a positive view of the new discussion on 'letter and spirit,' the emphasis on corrigibility, and the expansion of the impact function (treating budget as a cap rather than a target). His criticism focuses on a methodological issue: a deontological specification document should select examples that humans would not know how to handle without guidance, rather than those where intuition already provides a clear answer. The former makes good law; the latter only confirms common sense.

The boundaries of applicability for this criticism are worth noting. Mowshowitz’s argument is based on the assumption that examples in the model specification are indeed used for model training or behavior shaping, and are not just references for human readers. If the primary function of the examples is to convey corporate intent to the public and developers, then simple and clear cases might be exactly the right choice. Additionally, he himself admits 'this is not a terrible position'—the old specification was already a solid document with many strong details, and the new version is philosophically and practically similar to the old one. His criticism is more like a suggestion for improvement direction rather than an accusation of fundamental flaws.

Sources

  • thezvi.substack.com↗
Topic

OpenAI模型规范争议

OpenAI于2026年10月29日更新了其《模型规范》(Model Spec),将核心架构重构为五大价值观:忠于人类意图、最大限度减少伤害、诚实透明、保障人的自主选择权及审慎尽责。【背景】该文档旨在定义GPT系列模型的行为准则,此前已在2…

4 steps1 piecesUpdated 2026-11-04 23:09

How it got here

  1. 2024-05-08OpenAI发布首版《模型规范》,确立目标、规则和默认行为三层结构,引入指令链概念。openai.com ↗
  2. 2025-02-13OpenAI发布《模型规范》2.0扩展版,页数增至63页,强化可定制性、透明度和智力自由,放宽部分成人内容限制。news.qq.com ↗
  3. 2026-10-29OpenAI更新《模型规范》,围绕五大价值观重构框架,调整风险分类,并将部分原则从根级降级为用户级。model-spec.openai.com ↗

What is still unsettled

  • OpenAI计划通过何种具体训练方法使现有模型完全符合2026年版《模型规范》?
  • 针对Mowshowitz指出的示例过于简单问题,OpenAI是否会发布更复杂的“困难案例”示例集?
  • “控制并沟通副作用”原则降级为用户级后,实际应用中是否会导致模型在涉及第三方利益时缺乏足够的安全护栏?
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